What is Rule 15c3-5?
Before an order is eligible to be sent for execution, it must pass through a broker’s pre-trade risk check to ensure the order is not violating any pre-determined thresholds. This rule is known as Rule 15c3-5, but what is this rule exactly? Bob Iaccino...
What Should Investors Look for on Quad Witching?
What is triple and quadruple witching and what do you need to know, to know if your broker is performing during these high volume...
Direct Market Access Vs. Retail Trading – What’s the Difference
More and more traders are hearing about Direct Market Access (DMA) brokers, so we are looking at some of the major differences between DMA brokers versus traditional retail trading brokers. DMA is the process that developed as financial markets moved on from...